Financial Services Regulatory Commission - St. Kitts Branch
P.O. Box 898, South Independence Square Street, Basseterre, St. Kitts W.I.

St. Kitts Nevis Coat-of-Arms
St. Kitts Nevis Coat-of-Arms

An authorized person must within 3 months of the end of each of his financial years –

  • prepare annual accounts in accordance with generally accepted accounting principles, audited by an independent auditor;
  • deliver to the Director General the annual accounts together with written confirmation from an independent auditor that the annual accounts have been prepared as required under the preceding paragraph and whether or not the auditor's certificate for such accounts is unqualified and if qualified, the nature of the qualification;
  • deliver to the Director General a certificate of compliance issued by an independent auditor that the information set out in the application for an authorization, as modified by any subsequent notification of change, remains correct and gives an accurate summary of the business of the authorized person; and
  • deliver to the Director General such other documents as are mentioned in the Order.
Law Library

Law Library

Regulated Entities

Regulated Entities

Service Providers

Service Providers

Insurance

Insurance

Contact Information

The Regulator / Director
Financial Services Regulatory Commission (St. Kitts Branch)
P.O. Box 898, South Independence Square Street, Basseterre, St. Kitts

Tel: 1-869-466-5048
Fax: 1-869-466-5317
Email: This email address is being protected from spambots. You need JavaScript enabled to view it.

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